Charlotte Finance

Dec 31 2017

Ronald Tesmond

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Ronald Tesmond Boca Raton, Florida

Ronald William Tesmond is a financial advisor employed by Odeon Capital Group in Boca Raton, Florida. With over 21 years of experience and 3 exams passed, Ronald maintains the following registrations:

Broker
Mr. Tesmond is registered with FINRA as a Broker (sometimes referred to as a broker-dealer registered rep. or RR ). Brokers are the sales personnel who work for larger brokerage firms. These firms (also known as broker-dealers ) are in the business of buying and selling securities such as stocks, bonds, mutual funds and other investment-related products. These firms are also registered with FINRA and can engage in securities transactions on behalf of its customers (as broker) or for its own account (as dealer).

Fees and Services

Types of fees charged:

  • Percentage of Assets
  • Hourly Charges
  • Commissions
  • Fee Only

Advisory services offered:

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Businesses/Institutional
  • Pension Consulting
  • Educational Seminars
  • Newsletters
  • Securities Ratings
  • Securities Portfolio Management
  • Selection of Other Advisors
  • Wrap Fee Program

State Registrations

Financial advisors must register with each state in which they conduct business. Below is a record of each state where Ronald Tesmond maintains an active registration.

Above is a partial list of advisors working at Odeon Capital Group. Credio’s Financial Advisors website contains 731,205 advisors, with options to sort and filter by city, company, years experience and more. You can click the button below to view all advisors at Odeon Capital Group. or set the filter for a specific city.

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Education and Certification

Financial Advisor Certification

General Securities Representative Examination
General Industry/Product

Uniform Securities Agent State Law Examination (NASAA)
State Securities Law

October 17, 1996

Investment Company and Variable Contracts Products Representative Examination
General Industry/Product

September 19, 1996

More information about each type of exam can be found on Credio’s Financial Exams website .

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Financial Exams >>

Credio is a finance site that uses Graphiq’s semantic technology to deliver deep insights via data-driven articles, visualizations and research tools.

FINRA Disclosures

Disclosures Summary

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events can be criminal matters, regulatory actions, civil judicial proceedings, customer complaints, employment terminations, arbitrations, civil litigations or other financial matters in which the advisor has been involved.

Ronald Tesmond had no reported disclosure events as of the most recent filing submitted to FINRA.

This information may be verified by entering the advisor’s Individual CRD Number (#2718020) on the SEC’s Investment Advisor Public Disclosure (IAPD) website, or by using FINRA’s BrokerCheck tool.

For those interested in managing some of your investments on your own we have more research tools that may be of assistance. Below is a sample list of funds from our Mutual Funds Research Topic. where you can sort and filter mutual funds based on annual performance, ratings, fees and much more. We also publish an up-to-date Online Brokers Research Topic which lists current promotions and a Smart Rating Score for each firm.

Mutual Funds Research Topic

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Data updated on November 10, 2015 via the following sources:
SEC Investment Advisor Public Dislcosure: adviserinfo.sec.gov
FINRA BrokerCheck: brokercheck.finra.org


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